The first equalities are Definition 10.6 and the second are Theorem 11.8. This section is meant to build familiarity with these concepts; most of the material is in the exercises.
We illustrate the techniques by proving some results needed later.
Intuitionthe two-sided test for lim sup
When is finite, it is pinned down by two statements, proved in Example 2(a) below:
for every , the terms are eventually below : only finitely many exceed ;
for every , the terms are above infinitely often.
So is the dividing line between levels that the sequence eventually stays below and levels that it keeps rising above. Most proofs about come down to using one of these two statements.
✗ The later selected terms are spread over a range of 1.5, so this selection does not settle down. It is not a convergent subsequence (within this window).
The six values repeat, so each value is a subsequential limit (pick every sixth term from the right starting point). The set is {−1, −1/2, 1/2, 1}.
Tab to a term’s checkbox and press Space to add or remove it, or click a point on the plot. Verdicts look only at the first 36 terms.
12.1 Theorem.
If converges to a positive real number and is any sequence, then
Here we allow the conventions and for .
My notes(saved)
Proof
First we show
Let .
Case 1: finite. By Theorem 11.7 there is a subsequence with . Also (Theorem 11.3), so .
This is a subsequential limit of , and is the largest one, so .
Case 2: . Some subsequence has . Since ,Theorem 9.9 gives , so .
Case 3: . The right side of (1) is , so (1) is obvious.
For the reverse inequality, a little trick. Ignoring finitely many terms we may assume all , so by Lemma 9.5. Apply (1) with in place of and in place of :
i.e. .
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Intuitionthe trick in the second half
The reverse inequality is obtained by applying the first half to a cleverly chosen pair of sequences. Proving one inequality and then getting the other from it by substitution, here for , is a pattern worth recognizing.
Example 1.
The hypothesis cannot be relaxed to . Take and . Then , so , while would be . We don’t define that, and we certainly wouldn’t define it to be .
The middle inequality is obvious, and the outer ones have similar proofs. We prove the third; the first is Exercise 12.11.
Let and . We must show . This is obvious if , so assume . It suffices to show
Since , there is with , so
For write . There are fractions, so by (2), .
With the constant this says , so for .
Since (Theorem 9.7(d)), we conclude (see Exercise 12.1).
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Intuition
If the ratios are eventually below , then each step multiplies the size by less than , so shrinks at least as fast as a constant times . Taking th roots strips off the constant, because .
Since , the root is essentially the geometric average of the growth factors, while the ratio measures each individual step. An average can never be more extreme than the individual steps, which is what Theorem 12.2 says, and why the Root Test sees at least as much as the Ratio Test in §14.
For example, with the ratios , which gives another proof that .
Example 2.
If , then for every the set is finite. Otherwise for all , so . If , then for every the set is infinite. Otherwise for , so .
The set can be infinite: take . So can : take .
If , then is finite for . If , then is infinite for . This follows from (a) applied to , since (Exercise 11.8).
If , the set can be empty. For example, .
Common pitfall
is usually not. The supremum can be set by a single early term, while ignores any finite number of terms.
Just as for suprema (§4), strict inequalities can be lost: if for every , you only get . Take and .
does not split over sums. The quiz below gives a sequence where .
Reading alongside Abbott
Abbott introduces the limit superior only in Exercise 2.4.7, as the limit of the suprema of the tails (Definition 10.6 here). Abbott’s Ratio Test (Exercise 2.7.9) is stated with an ordinary limit of ratios, so it never needs Theorem 12.2. The versions in §14 are stronger, because they apply even when the ratios have no limit.
For every and every we have . So any upper bound of is an upper bound of , which gives , and in the same way . Both sides of each inequality have limits as (the sups decrease and the infs increase), so Exercise 9.9(c) gives and .
Fix . For ,, so the left side’s supremum satisfies
As the right side tends to (Theorem 9.3), and the left side to .Exercise 9.9(c) gives the inequality.
Let be a sequence of nonnegative numbers, and let .
Show .
Show that if exists, then exists and .
Give an example where exists, but does not.
Hint
For the last inequality in (a), show first that implies . For (c), try .
Solution
The middle inequality is automatic. For the last one, let ; if there is nothing to prove, so let and take any (note since forces ). Choose with for (Example 2(a)) and put . For ,
so . Letting gives , and since was arbitrary, .
For the first inequality, let . If it is trivial because . Otherwise take any real with and with for (Example 2(c)). For and ,, so . Letting gives , hence (also when ).
If exists then (Theorem 10.7), and (a) squeezes and to the same value. So exists and equals .
Let , which alternates and has no limit. Among there are twos, so .
Let be a bounded sequence in . Let be the set of such that is finite, i.e. all but finitely many are . Let be the set of such that is finite. Prove and .
Hint
Use Example 2(a) and (c).
Solution
Let and , both finite since is bounded. Note that is closed downward ( implies is finite), and is closed upward.
. If , then is finite (Example 2(c)), so ; hence . If , then is infinite (Example 2(c)), so ; hence no element of exceeds , and .
. If then is finite (Example 2(a)), so and . If then is infinite (Example 2(a)), so ; hence every element of is and .